Filing Details
- Accession Number:
- 0001437749-19-018732
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-19 16:57:25
- Reporting Period:
- 2019-09-16
- Accepted Time:
- 2019-09-19 16:57:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 896156 | Ethan Allen Interiors Inc | ETH | Wood Household Furniture, (No Upholstered) (2511) | 061275288 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1455277 | M. Daniel Grow | 25 Lake Avenue Ext. Danbury CT 06811-5286 | Svp, Business Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-09-16 | 1,500 | $11.74 | 4,214 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-09-16 | 1,500 | $19.24 | 2,714 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-09-16 | 1,500 | $0.00 | 0 | $11.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-11-12 | No | 4 | M | Direct |
Footnotes
- Options were granted on November 12, 2009 and vested 25% annually on the anniversary date of the grant and were fully vested after four years.
Billionaire Hedge Funds
