Filing Details
- Accession Number:
- 0000899243-19-023916
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-19 16:15:44
- Reporting Period:
- 2019-09-19
- Accepted Time:
- 2019-09-19 16:15:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1704711 | Funko Inc. | FNKO | Games, Toys & Children's Vehicles (No Dolls & Bicycles) (3944) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1719494 | Richard Brian Mariotti | C/O Funko, Inc. 2802 Wetmore Avenue Everett WA 98201 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2019-09-19 | 400,000 | $0.00 | 408,665 | No | 4 | C | Direct | |
Class B Common Stock | Disposition | 2019-09-19 | 400,000 | $0.00 | 2,631,689 | No | 4 | D | Direct | |
Class A Common Stock | Disposition | 2019-09-19 | 400,000 | $25.42 | 8,665 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Common Units | Disposition | 2019-09-19 | 400,000 | $0.00 | 400,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,358,496 | No | 4 | C | Direct |
Footnotes
- Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.
- Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares.
- 3,116,227 Common Units are vested and 242,269 Common Units will vest on December 21, 2019, subject to the Reporting Person's continued service with the Issuer.