Filing Details

Accession Number:
0001249033-19-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-09-19 11:13:39
Reporting Period:
2019-09-18
Accepted Time:
2019-09-19 11:13:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
791963 Oppenheimer Holdings Inc OPY Security Brokers, Dealers & Flotation Companies (6211) 980080034
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1249033 Winn A Oughtred 52 Maple Ave
Toronto Ontario A6 M4W 2T7
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Non-Voting Common Stock Disposition 2019-09-18 10,000 $31.02 18,150 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct