Filing Details
- Accession Number:
- 0000807249-19-000167
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-18 17:24:14
- Reporting Period:
- 2019-09-16
- Accepted Time:
- 2019-09-18 17:24:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1060349 | Gamco Investors Inc. Et Al | GBL | Security Brokers, Dealers & Flotation Companies (6211) | 134007862 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1423355 | Raymond Avansino | C/O One Corporate Center Rye NY 10580 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2019-09-16 | 70,000 | $20.07 | 141,500 | No | 4 | S | Indirect | By: Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By: Trust |
Footnotes
- Shares were sold in a private transaction to the Issuer. The price is based on the closing price on the New York Stock Exchange on the transaction date.
- These shares were owned by two entities for which Mr. Avansino serves as a director, officer or trustee. Mr. Avansino has no economic interest in these entities.
- These shares are owned by trusts for which Mr. Avansino serves as a director, officer or trustee.