Filing Details
- Accession Number:
- 0001209191-19-050079
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-18 16:45:28
- Reporting Period:
- 2019-09-16
- Accepted Time:
- 2019-09-18 16:45:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1423824 | Alder Biopharmaceuticals Inc | ALDR | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1604800 | L T Jeffrey Smith | 11804 North Creek Parkway South Bothell WA 98011 | Managing Director | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-09-16 | 22,727 | $4.46 | 27,999 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-09-16 | 10,001 | $3.47 | 38,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-09-16 | 32,728 | $18.44 | 5,272 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-09-16 | 22,727 | $0.00 | 22,727 | $4.46 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-09-16 | 10,001 | $0.00 | 10,001 | $3.47 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-02-25 | No | 4 | M | Direct | |
| 17,271 | 2022-06-12 | No | 4 | M | Direct |
Footnotes
- The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 6, 2019.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 6, 2019.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.355 to $18.67, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4.
- The shares subject to this stock option are fully vested.
Billionaire Hedge Funds
