Filing Details

Accession Number:
0000899243-19-023766
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-09-17 21:31:46
Reporting Period:
2019-09-16
Accepted Time:
2019-09-17 21:31:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1775625 Smiledirectclub Inc. SDC () E9
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1759120 Cd&R Investment Associates X, Ltd. C/O Maples Corporate Services Limited,
Ugland House, South Church Street
Georgetown E9 KY1-1104
No No Yes No
1788172 Cd&R Sdc Holdings, L.p. C/O Maples Corporate Services Limited,
Ugland House, South Church Street
Georgetown E9 KY1-1104
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, $0.0001 Par Value Disposition 2019-09-16 2,275,857 $21.85 26,903,123 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
Footnotes
  1. Represents shares of Class A common stock of the Registrant (the "Common Stock"), which shares were previously directly held by CD&R SDC Holdings, L.P. ("CD&R SDC") and which shares were purchased by the Registrant with a portion of the net proceeds of the Registrant's initial public offering.
  2. The shares of Common Stock held by the Registrant were purchased at the public offering price of $23.00 per share, less the underwriting discount of $1.15 per share.
  3. CD&R Investment Associates X, Ltd. ("CD&R SDC GP") is the general partner of CD&R SDC, the direct holder of the Common Stock. CD&R SDC GP, as the general partner of CD&R SDC, may be deemed to beneficially own the shares of Common Stock held by CD&R SDC. Investment and voting decisions with respect to the shares of Common Stock held by CD&R SDC or CD&R SDC GP are made by an investment committee comprised of more than ten individuals (the "CD&R SDC Investment Committee"). All members of the CD&R SDC Investment Committee disclaim beneficial ownership of the shares of Common Stock held by CD&R SDC. CD&R SDC GP expressly disclaims beneficial ownership of the shares held by CD&R SDC except to the extent of any pecuniary interest therein.