Filing Details
- Accession Number:
- 0001209191-19-049974
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-17 21:07:20
- Reporting Period:
- 2019-09-13
- Accepted Time:
- 2019-09-17 21:07:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1775625 | Smiledirectclub Inc. | SDC | Dental Equipment & Supplies (3843) | 834505317 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1787445 | Kay Oswald | C/O Smiledirectclub, Inc. 414 Union Street Nashville TN 37219 | President Of International | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2019-09-13 | 2,700 | $17.64 | 2,700 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Units | Acquisiton | 2019-09-16 | 29,337 | $0.00 | 29,337 | $0.00 |
| Class A Common Stock | Restricted Stock Units | Acquisiton | 2019-09-16 | 88,011 | $0.00 | 88,011 | $0.00 |
| Class A Common Stock | Restricted Stock Units | Acquisiton | 2019-09-16 | 32,608 | $0.00 | 32,608 | $0.00 |
| Class A Common Stock | Options | Acquisiton | 2019-09-16 | 97,826 | $0.00 | 97,826 | $23.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 29,337 | No | 4 | A | Direct | ||
| 88,011 | 2029-09-16 | No | 4 | A | Direct | |
| 32,608 | 2029-09-16 | No | 4 | A | Direct | |
| 97,826 | 2029-09-16 | No | 4 | A | Direct |
Footnotes
- Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A common stock ("Class A common stock").
- These Restricted Stock Units are vested and will be settled in shares of Class A common stock as soon as practicable following September 16, 2019, but in no event later than March 15, 2020.
- These Restricted Stock Units will vest 50% on November 12, 2020 and 50% on November 12, 2021, provided that the reporting person continues to provide services to the Issuer and SDC Financial.
- These Restricted Stock Units and Options will vest in equal annual installments over three years from September 16, 2019, provided that the reporting person continues to provide services to the Issuer and SDC Financial.
Billionaire Hedge Funds
