Filing Details

Accession Number:
0001209191-19-049955
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-09-17 20:33:17
Reporting Period:
2019-09-05
Accepted Time:
2019-09-17 20:33:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1394056 One Stop Systems Inc. OSS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1283973 Ralph John Reardon 2235 Enterprise Street #110
Escondido CA 92029
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-09-05 10,000 $2.38 78,863 No 4 S Indirect By: The RTC Group, Inc.
Common Stock Disposition 2019-09-06 10,000 $2.46 68,863 No 4 S Indirect By: The RTC Group, Inc.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By: The RTC Group, Inc.
No 4 S Indirect By: The RTC Group, Inc.
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions executed on the same day at prices ranging from $2.35 to $2.45 per share, inclusive.
  2. The reporting person undertakes to provide One Stop Systems, Inc., any security holder of One Stop Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
  3. Mr. Reardon has sole voting and investment control over The RTC Group, Inc.
  4. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions executed on the same day at prices ranging from $2.44 to $2.50 per share, inclusive.
  5. The reporting person undertakes to provide One Stop Systems, Inc., any security holder of One Stop Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.