Filing Details
- Accession Number:
- 0001209191-19-049944
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-17 19:07:20
- Reporting Period:
- 2019-06-13
- Accepted Time:
- 2019-09-17 19:07:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1755672 | Corteva Inc. | CTVA | Agricultural Production-Crops (100) | 824979096 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1775149 | P Timothy Glenn | C/O Corteva, Inc. 974 Centre Road, Crp 735 Wilmington DE 19805 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-06-14 | 10,390 | $24.78 | 13,866 | No | 4 | I | Indirect | Held in 401(k) plan. |
Common Stock | Acquisiton | 2019-08-05 | 6,500 | $30.52 | 60,717 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | I | Indirect | Held in 401(k) plan. |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock Units | Acquisiton | 2019-06-13 | 8,730 | $24.97 | 8,730 | $0.00 |
Common Stock | Phantom Stock Units | Acquisiton | 2019-06-28 | 106 | $29.57 | 106 | $0.00 |
Common Stock | Phantom Stock Units | Acquisiton | 2019-07-31 | 106 | $29.50 | 106 | $0.00 |
Common Stock | Phantom Stock Units | Acquisiton | 2019-08-02 | 5,634 | $31.46 | 5,634 | $0.00 |
Common Stock | Phantom Stock Units | Acquisiton | 2019-08-30 | 107 | $29.32 | 107 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
12,436 | No | 4 | I | Direct | ||
2,673 | No | 4 | A | Direct | ||
2,778 | No | 4 | A | Direct | ||
8,412 | No | 4 | I | Direct | ||
8,519 | No | 4 | A | Direct |
Footnotes
- Represents CTVA common stock acquired pursuant to an intra-plan fund transfer in the Reporting Person's 401(k) account.
- Excludes 2,566.8551 shares previously reported in error on Table I of the Reporting Person's Form 3, which instead should have been reported as derivative securities on Table II, as is now reflected below.
- Each phantom stock unit is the economic equivalent of one share of CTVA common stock.
- Represents phantom stock units acquired pursuant to an intra-plan fund transfer in the Reporting Person's Retirement Savings Restoration Plan account.
- The phantom stock units become payable in cash upon the reporting person's retirement or other termination of service. The Reporting Person may transfer the value of his phantom stock units into an alternative investment fund at any time prior to settlement.
- Includes 793.9064 phantom stock units acquired under the Issuer's Retirement Savings Restoration Plan (excess benefit plan) since the Reporting Person's last ownership report.
- Represents phantom stock units acquired pursuant to the Issuer's Management Deferred Compensation Plan.
- The phantom stock units become payable, in cash or common stock, at the election of the Reporting Person at a specified future date selected at the time of his or her deferral election. The Reporting Person may transfer the value of his phantom stock units into an alternative investment fund at any time prior to settlement.
- Includes 2,566.8551 phantom stock units held as of June 1, 2019 that were erroneously included as direct holdings on Table I of the Reporting Person's Form 3 instead of on Table II.
- Represents phantom stock units acquired pursuant to an intra-plan fund transfer in the Reporting Person's Management Deferred Compensation Plan account.