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Filing Details

Accession Number:: 0001567619-19-018461
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-09-17 18:51:49
Reporting Period:: 2019-09-15

Accepted Time:: 2019-09-17 18:51:49
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1535379	Cloudera Inc.	CLDR	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1415326	Scott Reasoner	C/O Cloudera, Inc. 395 Page Mill Road Palo Alto CA 94089	Chief Accounting Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2019-09-15	1,139	$0.00	114,657	No	4	M	Direct
Common Stock	Acquisiton	2019-09-15	3,415	$0.00	118,072	No	4	M	Direct
Common Stock	Disposition	2019-09-15	1,575	$8.92	116,497	No	4	F	Direct
Common Stock	Disposition	2019-09-16	2,234	$9.03	114,263	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units (RSU)	Disposition	2019-09-15	1,139	$0.00	1,139	$0.00
Common Stock	Restricted Stock Units (RSU)	Disposition	2019-09-15	3,415	$0.00	3,415	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
14,800			No	4	M	Direct
44,400			No	4	M	Direct

Footnotes

Vesting and release of RSUs granted to the reporting person on April 17, 2019.
Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
Vesting and release of RSUs granted to the reporting person on January 17, 2019.
Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.97 to $9.16 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The RSUs vested as to 1/16th of the total number of shares on March 15, 2019, and thereafter shall vest as to 1/16th of the total number of shares in equal quarterly installments, subject to Reporting Person's continued service through each vesting date.
The RSUs shall vest and be settled as to 1/16th of the total number shares on each quarterly anniversary date of December 15, 2018, subject to reporting person's continued service through each vesting date.