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Filing Details

Accession Number:: 0001179706-19-000117
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-09-17 18:02:33
Reporting Period:: 2019-09-16

Accepted Time:: 2019-09-17 18:02:33
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1645590	Hewlett Packard Enterprise Co	HPE	Computer & Office Equipment (3570)	473298624

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1648401	F Antonio Neri	C/O Hewlett Packard Enterprise Company 6280 America Center San Jose CA 95002	President And Ceo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2019-09-16	24,666	$7.81	29,602	No	4	M	Direct
Common Stock	Disposition	2019-09-16	24,666	$15.19	4,936	No	4	S	Direct
Common Stock	Acquisiton	2019-09-16	24,969	$9.39	29,905	No	4	M	Direct
Common Stock	Disposition	2019-09-16	24,969	$15.19	4,936	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2019-09-16	24,666	$0.00	24,666	$7.81
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2019-09-16	24,969	$0.00	24,969	$9.39
Common Stock	Restricted Stock Units	Acquisiton	2019-07-03	376	$0.00	376	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2019-07-03	1,552	$0.00	1,552	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2019-07-03	2,563	$0.00	2,563	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2012-09-27	2019-09-27	No	4	M	Direct
0	2012-12-07	2019-12-07	No	4	M	Direct
54,272			No	4	A	Direct
220,801			No	4	A	Direct
356,264			No	4	A	Direct

Footnotes

The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/06/19.
The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/11/19.
The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.1350 to $15.2350. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
This option reflects the conversion adjustments previously reported.
This option became exercisable beginning on this date.
This option is no longer exercisable beginning on this date.
Each restricted stock unit represents a contingent right to receive one share of HP common stock.
As previously reported, on 12/07/16 the reporting person was granted 91,167 Restricted Stock Units ("RSUs"), 51,140 of which vested on 12/07/17, 51,140 of which vested on 12/07/18, and 51,141 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 376.2827 dividend equivalent rights at $15.2900 per RSU credited to the reporting person's account on 07/03/19. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
As previously reported, on 12/07/17 the reporting person was granted 316,456 RSUs, 105,485 of which vested on 12/07/18, 105,485 of which will vest on 12/07/19, and 105,486 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,552.2719 dividend equivalent rights at $15.2900 per RSU credited to the reporting person's account on 07/03/19.
As previously reported, on 12/10/18 the reporting person was granted 348,318 RSUs, 116,106 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 2,562.8368 dividend equivalent rights at $15.2900 per RSU credited to the reporting person's account on 07/03/19.