Filing Details
- Accession Number:
- 0001016281-19-000096
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-17 17:16:34
- Reporting Period:
- 2019-09-13
- Accepted Time:
- 2019-09-17 17:16:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1016281 | Carriage Services Inc | CSV | Services-Personal Services (7200) | 760423828 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1643336 | Benjamin Carl Brink | 28634 Pleasant Forest Drive Katy TX 77494 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-09-13 | 935 | $22.78 | 20,617 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Performance Award | $0.00 | 2023-12-31 | 10,500 | 10,500 | Direct | |
| Common Stock | Stock Options | $25.43 | 2028-02-14 | 15,000 | 15,000 | Direct | |
| Common Stock | Stock Options | $26.54 | 2027-03-21 | 34,900 | 34,900 | Direct | |
| Common Stock | Stock Options | $20.06 | 2026-02-23 | 10,000 | 10,000 | Direct | |
| Common Stock | Stock Options | $22.58 | 2022-02-24 | 22,000 | 22,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-12-31 | 10,500 | 10,500 | Direct |
| 2028-02-14 | 15,000 | 15,000 | Direct |
| 2027-03-21 | 34,900 | 34,900 | Direct |
| 2026-02-23 | 10,000 | 10,000 | Direct |
| 2022-02-24 | 22,000 | 22,000 | Direct |
Footnotes
- Represents performance awards, payable in shares, granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2023 provided that certain criteria surrounding share price performance is achieved and the Reporting Person has remained continuously employed by Carriage through such date.
- Stock Options granted pursuant to the Carriage Services, Inc. 2017 Omnibus Plan which 1/5 vested on 2/14/2019 and 1/5 will vest on 2/14/2020, 2/14/2021, 2/14/2022 and 2/14/2023. The options expire on 2/14/2028.
- Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 on 3/21/2018, 1/5 on 3/21/2019 and 1/5 will vest each year on 3/21/2020, 3/21/2021 and 3/21/2022. These stock options expire on 3/21/2027.
- Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 on 2/23/2017, 1/5 on 2/23/2018, 1/5 on 2/23/2019 and 1/5 will vest on 2/23/2020 and 2/23/2021. These stock options expire on 2/23/2026.
- Stock Option grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 2/24/2016, 1/3 on 2/24/2017 and 1/3 on 2/24/2018. These stock options expire on 02/24/2022.
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