Filing Details
- Accession Number:
- 0001600315-19-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-17 16:14:18
- Reporting Period:
- 2019-09-16
- Accepted Time:
- 2019-09-17 16:14:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 870385 | Carolina Financial Corp | CARO | State Commercial Banks (6022) | 571039673 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1600315 | Scott W. Brandon | 288 Meeting St Charleston SC 29401 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-09-16 | 2,507 | $36.39 | 86,466 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 21,215 | Indirect | BY BRANDON HOLDINGS LLC |
| Common Stock | 48,932 | Indirect | BY BRANDON ADVERTISING 401(K) PLAN |
Footnotes
- THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES WERE SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $36.30 TO $36.39 PER SHARE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO CAROLINA FINANCIAL CORPORATION, ANY STOCKHOLDER OF CAROLINA FINANCIAL CORPORATION, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH PRICE WITHIN THE RANGES SET FORTH HEREIN AND IN NOTE 2 TO THIS FORM 4.
Billionaire Hedge Funds
