Filing Details
- Accession Number:
- 0000899243-19-023733
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-17 16:05:20
- Reporting Period:
- 2019-09-17
- Accepted Time:
- 2019-09-17 16:05:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1692830 | Satsuma Pharmaceuticals Inc. | STSA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1619841 | M. Rajeev Shah | C/O Ra Capital Management, Llc 200 Berkeley Street 18Th Floor Boston MA 02116 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.0001 Par Value | Acquisiton | 2019-09-17 | 1,642,879 | $0.00 | 1,642,879 | No | 4 | C | Indirect | See FN |
Common Stock, $0.0001 Par Value | Acquisiton | 2019-09-17 | 1,139,635 | $0.00 | 2,782,514 | No | 4 | C | Indirect | See FN |
Common Stock, $0.0001 Par Value | Acquisiton | 2019-09-17 | 365,530 | $0.00 | 3,148,044 | No | 4 | C | Indirect | See FN |
Common Stock, $0.0001 Par Value | Acquisiton | 2019-09-17 | 200,481 | $0.00 | 3,348,525 | No | 4 | C | Indirect | See FN |
Common Stock, $0.0001 Par Value | Acquisiton | 2019-09-17 | 1,140,946 | $15.00 | 4,489,471 | No | 4 | P | Indirect | See FN |
Common Stock, $0.0001 Par Value | Acquisiton | 2019-09-17 | 192,387 | $15.00 | 4,681,858 | No | 4 | P | Indirect | See FN |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See FN |
No | 4 | C | Indirect | See FN |
No | 4 | C | Indirect | See FN |
No | 4 | C | Indirect | See FN |
No | 4 | P | Indirect | See FN |
No | 4 | P | Indirect | See FN |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2019-09-17 | 1,642,879 | $0.00 | 1,642,879 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2019-09-17 | 365,530 | $0.00 | 365,530 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2019-09-17 | 1,139,635 | $0.00 | 1,139,635 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2019-09-17 | 200,481 | $0.00 | 200,481 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Reflects a 1-for-4.7 reverse stock split effective upon the effectiveness of the registration statement for the Issuer's initial public offering.
- Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted into shares of Issuer's Common Stock, for no additional consideration, on a 1:1 basis at the consummation of Issuer's initial public offering.
- RA Capital Management, LLC (the "Advisor") is the general partner of RA Capital Healthcare Fund, L.P.("RA Capital Fund") and the investment advisor of an account owned by a separately managed account (the "Account"). Peter Kolchinsky is the sole manager of the Advisor, and Mr. Shah is a member of the Advisor. Mr. Shah has no pecuniary interest in the reported securities held by the Account and therefore disclaims beneficial ownership of those securities. Mr. Shah disclaims beneficial ownership of the reported securities held by RA Capital Fund except to the extent of his pecuniary interest therein.
- Represents shares held by RA Capital Fund.
- RA Capital Fund purchased an additional 1,140,946 shares of issuer's common stock in connection with the initial public offering at the offering price of $15.00 per share.
- Represents shares held by the Account.
- The Account purchased an additional 192,387 shares of issuer's common stock in connection with the initial public offering at the offering price of $15.00 per share.
- Includes (a) 3,923,460 shares of Common Stock that are held by RA Capital Fund and (b) 758,398 shares of Common Stock that are held in the Account.