Filing Details
- Accession Number:
- 0001127602-19-028556
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-17 14:39:53
- Reporting Period:
- 2019-09-13
- Accepted Time:
- 2019-09-17 14:39:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
94049 | Stepan Co | SCL | Soap, Detergents, Cleang Preparations, Perfumes, Cosmetics (2840) | 361823834 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1716333 | Thomas Sean Moriarty | 22 West Frontage Road Northfield | Vp & Gm Polymers | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-09-13 | 629 | $61.91 | 5,077 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-09-13 | 629 | $99.32 | 4,448 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2019-09-13 | 1,332 | $58.22 | 5,780 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-09-13 | 1,332 | $99.29 | 4,448 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2019-09-13 | 1,888 | $61.91 | 6,336 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-09-13 | 1,888 | $99.33 | 4,448 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2019-09-13 | 3,997 | $58.22 | 8,445 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-09-13 | 3,997 | $99.39 | 4,448 | No | 4 | D | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2019-09-13 | 629 | $0.00 | 629 | $61.91 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2019-09-13 | 1,332 | $0.00 | 1,332 | $58.22 |
Common Stock | Stock Appreciation Right | Disposition | 2019-09-13 | 1,888 | $0.00 | 1,888 | $61.91 |
Common Stock | Stock Appreciation Right | Disposition | 2019-09-13 | 3,997 | $0.00 | 3,997 | $58.22 |
Common Stock | Share Units | Acquisiton | 2019-09-13 | 13 | $98.90 | 13 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-02-18 | 2024-02-17 | No | 4 | M | Direct |
0 | 2016-04-29 | 2024-04-28 | No | 4 | M | Direct |
0 | 2016-02-18 | 2024-02-17 | No | 4 | M | Direct |
0 | 2016-04-29 | 2024-04-28 | No | 4 | M | Direct |
5,348 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,774 | Indirect | By ESOP II Trust |
Footnotes
- The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $99.241 to $99.370, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
- The Stock Appreciation Rights were settled in cash as per the terms of the award. For reporting purposes, however, the transaction is deemed to be a simultaneous acquisition and disposition of the underlying common stock and is reflected as such in this report.
- Reflects ESOP II acquisitions that have occurred since the Reporting Person's last ownership report covering ESOP II transactions.
- Share Units acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.
- Share Units convert on a one-for-one basis into Common Stock.
- Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.
- Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.