Home > Insider Trading > Filing (0000899243-19-023702)

Filing Details

Accession Number:: 0000899243-19-023702
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-09-16 21:14:25
Reporting Period:: 2019-09-12

Accepted Time:: 2019-09-16 21:14:25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1707753	Elastic N.v.	ESTC	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1626464	Michelangelo Volpi	C/O Elastic N.v. 800 West El Camino Real, Suite 350 Mountain View CA 94040		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Ordinary Shares	Disposition	2019-09-12	39,831	$95.26	2,306,424	No	4	S	Indirect	See footnotes
Ordinary Shares	Disposition	2019-09-12	1,994	$95.76	2,304,430	No	4	S	Indirect	See footnotes
Ordinary Shares	Disposition	2019-09-13	67,255	$94.93	2,237,175	No	4	S	Indirect	See footnotes
Ordinary Shares	Disposition	2019-09-13	19,795	$95.59	2,217,380	No	4	S	Indirect	See footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnotes
No	4	S	Indirect	See footnotes
No	4	S	Indirect	See footnotes
No	4	S	Indirect	See footnotes

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Ordinary Shares	14,989	Direct
Ordinary Shares	4,956	Indirect	See footnote

Footnotes

Represents 23,834 shares sold by Index Venture Associates IV Limited ("Index Venture IV GP"), 8,659 shares sold by Index Ventures IV Parallel Entrepreneur Fund (Jersey) LP ("Index Ventures IV Parallel" ), 3,984 shares sold by Index Ventures VI Parallel Entrepreneur Fund (Jersey) LP ("Index Ventures VI Parallel") and 3,354 shares sold by Yucca (Jersey) SLP ("Yucca"). Index Venture IV GP is the Index Ventures IV Parallel and Index Ventures IV (Jersey) LP ("Index Ventures IV"). On September 12, 2019, each of Index Ventures IV and Index Ventures VI (Jersey) LP ("Index Ventures VI") distributed to their respective partners (and in the case of Index Ventures IV, to its general partner),
(Continued from footnote 1) for no consideration 295,177 shares (of which 77,115 shares were received by Index Venture IV GP) and 611,793 shares representing each such partner's pro rata interest in the shares held by Index Ventures IV and Index Ventures VI, respectively. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended.
These shares were sold in multiple transactions at prices ranging from $94.47 - $95.43, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Represents 656,093, 81,636, 1,446,236, 37,557, 53,281 and 31,621 shares held directly by Index Ventures IV, Index Ventures IV Parallel and, together with Index Ventures IV, Index Ventures VI and Index Ventures VI Parallel, the "Index Funds"), Index Ventures VI, Index Ventures VI Parallel, Index Venture IV GP and Yucca (Jersey) SLP ("Yucca"). Yucca is an Index co-investment vehicle that is contractually required to mirror the Index Funds' investment in the shares.
Represents 1,193 shares sold by Index Venture IV GP, 434 shares sold by Index Ventures IV Parallel, 199 shares sold by Index Ventures VI Parallel and 168 shares sold by Yucca.
These shares were sold in multiple transactions at prices ranging from $95.62 - $96.13, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Represents 656,093, 81,202, 1,446,236, 37,358, 52,088 and 31,453 shares held directly by Index Ventures IV, Index Ventures IV Parallel, Index Ventures VI, Index Ventures VI Parallel, Index Venture IV GP and Yucca.
Mr. Volpi is co-president of Index Ventures (US) Inc. which provides certain consultancy services to the Index Funds' affiliates. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Represents 40,243 shares sold by Index Venture IV GP, 14,621 shares sold by Index Ventures IV Parallel, 6,727 shares sold by Index Ventures VI Parallel and 5,663 shares sold by Yucca.
These shares were sold in multiple transactions at prices ranging from $94.40 - $95.39, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Represents 656,093, 66,581, 1,446,236, 30,631, 11,845 and 25,790 shares held directly by Index Ventures IV, Index Ventures IV Parallel, Index Ventures VI, Index Ventures VI Parallel, Index Venture IV GP and Yucca.
Represents 11,845 shares sold by Index Venture IV GP, 4,304 shares sold by Index Ventures IV Parallel, 1,980 shares sold by Index Ventures VI Parallel and 1,667 shares sold by Yucca.
These shares were sold in multiple transactions at prices ranging from $95.40 - $96.01, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Represents 656,093, 62,277, 1,446,236, 28,651 and 24,123 shares held directly by Index Ventures IV, Index Ventures IV Parallel, Index Ventures VI, Index Ventures VI Parallel and Yucca.
Represents shares received in the distribution described in footnotes (1) and (2) above.
These shares are held by the Volpi-Cupzl Family Trust. The Reporting Person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any.