Filing Details
- Accession Number:
- 0000824142-19-000151
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-16 18:42:47
- Reporting Period:
- 2019-09-13
- Accepted Time:
- 2019-09-16 18:42:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 824142 | Aaon Inc. | AAON | Air-Cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip (3585) | 870448736 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1556286 | M Scott Asbjornson | 708 W. 79Th Street S. Tulsa OK 74132 | Vice President, Finance & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.004 | Acquisiton | 2019-09-13 | 13,020 | $34.10 | 869,267 | No | 4 | M | Direct | |
| Common Stock, Par Value $.004 | Acquisiton | 2019-09-13 | 7,980 | $36.95 | 877,247 | No | 4 | M | Direct | |
| Common Stock, Par Value $.004 | Disposition | 2019-09-13 | 21,000 | $49.90 | 856,247 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-09-13 | 13,020 | $49.90 | 13,020 | $34.10 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-09-13 | 7,980 | $49.90 | 7,980 | $36.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 19,530 | 2018-01-04 | 2027-01-04 | No | 4 | M | Direct |
| 31,920 | 2019-01-02 | 2028-01-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.004 | 540,000 | Indirect | Custodian for the benefit of his children |
| Common Stock, Par Value $.004 | 1,750 | Indirect | 401(k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $21.93 | 2016-01-02 | 2025-01-02 | 961 | 961 | Direct |
| Common Stock | Stock Option (Right to Buy) | $22.15 | 2017-01-04 | 2026-01-04 | 2,672 | 2,672 | Direct |
| Common Stock | Stock Option (Right to Buy) | $41.37 | 2020-03-11 | 2029-03-11 | 69,000 | 69,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-01-02 | 961 | 961 | Direct |
| 2026-01-04 | 2,672 | 2,672 | Direct |
| 2029-03-11 | 69,000 | 69,000 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $49.67 to $50.46. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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