Filing Details

Accession Number:
0001763113-19-000007
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-09-16 16:58:20
Reporting Period:
2018-12-21
Accepted Time:
2019-09-16 16:58:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
744452 Applied Dna Sciences Inc APDN Services-Miscellaneous Business Services (7380) 592262718
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1763113 W William Montgomery 34211 Seavey Loop Rd.
Eugene OR 97405
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Applied Dna Sciences Inc. Common Stock Acquisiton 2019-09-12 393,322 $0.54 6,024,222 No 4 X Direct
Applied Dna Sciences, Inc. Common Stock Acquisiton 2019-09-16 6,678 $0.36 6,030,900 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Direct
No 4 P Direct
Footnotes
  1. 1. The shares were issued as a result of the conversion of $212,394 of secured convertible notes that were originally issued on August 31, 2019 and represent the outstanding principal and interest of such secured convertible notes.