Home > Insider Trading > Filing (0001225208-19-012515)

Filing Details

Accession Number:: 0001225208-19-012515
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-09-16 16:02:58
Reporting Period:: 2019-09-12

Accepted Time:: 2019-09-16 16:02:58
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
874766	Hartford Financial Services Group Inc.	HIG	Fire, Marine & Casualty Insurance (6331)	133317783

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1349356	Christopher Swift	One Hartford Plaza Hartford CT 06155	Chairman And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2019-09-12	28,779	$28.91	211,218	No	4	M	Direct
Common Stock	Acquisiton	2019-09-12	6,700	$28.91	217,918	No	4	M	Direct
Common Stock	Acquisiton	2019-09-12	2,200	$28.91	220,118	No	4	M	Direct
Common Stock	Disposition	2019-09-12	2,200	$60.00	217,918	No	4	S	Direct
Common Stock	Disposition	2019-09-12	6,700	$60.01	211,218	No	4	S	Direct
Common Stock	Disposition	2019-09-12	28,779	$59.60	182,439	No	4	S	Direct
Common Stock	Acquisiton	2019-09-13	24,279	$28.91	206,718	No	4	M	Direct
Common Stock	Disposition	2019-09-13	24,279	$60.32	182,439	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option	Disposition	2019-09-12	2,200	$0.00	2,200	$28.91
Common Stock	Stock Option	Disposition	2019-09-12	6,700	$0.00	6,700	$28.91
Common Stock	Stock Option	Disposition	2019-09-12	28,779	$0.00	28,779	$28.91
Common Stock	Stock Option	Disposition	2019-09-13	24,279	$0.00	24,279	$28.91

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
90,737	2021-03-01	No	4	M	Direct
84,037	2021-03-01	No	4	M	Direct
55,258	2021-03-01	No	4	M	Direct
30,979	2021-03-01	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	3,750	Indirect	By Spouse
Common Stock	24,850	Indirect	Swift Family Gift Trust
Common Stock	44,200	Indirect	Swift Family Legacy Trust

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option	$20.63	2022-02-28	148,448	148,448	Direct
Common Stock	Stock Option	$24.15	2023-03-05	141,388	141,388	Direct
Common Stock	Stock Option	$35.83	2024-03-04	103,872	103,872	Direct
Common Stock	Stock Option	$41.25	2025-03-03	301,887	301,887	Direct
Common Stock	Stock Option	$43.59	2026-03-01	294,481	294,481	Direct
Common Stock	Stock Option	$48.89	2027-02-28	302,908	302,908	Direct
Common Stock	Stock Option	$49.01	2029-02-26	352,263	352,263	Direct
Common Stock	Stock Option	$53.81	2028-02-27	284,819	284,819	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2022-02-28	148,448	148,448	Direct
2023-03-05	141,388	141,388	Direct
2024-03-04	103,872	103,872	Direct
2025-03-03	301,887	301,887	Direct
2026-03-01	294,481	294,481	Direct
2027-02-28	302,908	302,908	Direct
2029-02-26	352,263	352,263	Direct
2028-02-27	284,819	284,819	Direct

Footnotes

The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on August 9, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $59.97 - $60.02 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $60.00 - $60.02 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $58.97 - $59.96 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $60.00 - $60.50 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The options became fully exercisable on March 1, 2014, the third anniversary of the grant date.
The options became fully exercisable on February 28, 2015, the third anniversary of the grant date.
The options became fully exercisable on March 5, 2016, the third anniversary of the grant date.
The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
One-third of the options became exercisable on February 28, 2018, an additional one-third of the options became exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.
One-third of the options will become exercisable on February 26, 2020, an additional one-third of the options will become exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date.
One-third of the options became exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date.