Filing Details

Accession Number:
0001213900-19-018053
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-09-13 20:21:55
Reporting Period:
2019-09-04
Accepted Time:
2019-09-13 20:21:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1117171 Cbak Energy Technology Inc. CBAT Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 880442833
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1776915 Wei Qi 3-B 1005, Huayuan,
Tianjian Xiandaicheng, Longgang District
Shenzhen F4 518000
No No Yes No
1776933 Mu Li A-3003, Pengdudasha, Nanguang Road,
Nanshan District
Shenzhen F4 518054
No No Yes No
1776934 Ltd Auto Energy New Evk Asia Flat/Rm B, 8/F Wing On Cheong Building
5 Wing Lok Street, Central
Hong Kong K3
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-09-04 2,769,435 $1.05 7,551,598 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. On September 4, 2019, the Reporting Person acquired 2,769,435 shares of common stock of the Issuer by cancelling a loan of $2.91 million that the Issuer owed to the Reporting Person, at the exchange price of $1.05 per share.