Filing Details
- Accession Number:
- 0001209191-19-049520
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-13 18:04:00
- Reporting Period:
- 2019-09-12
- Accepted Time:
- 2019-09-13 18:04:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1273813 | Assured Guaranty Ltd | AGO | Surety Insurance (6351) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1732392 | Stephen Donnarumma | 30 Woodbourne Avenue Hamilton D0 | Chief Credit Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2019-09-12 | 3,844 | $19.24 | 97,073 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2019-09-12 | 2,868 | $45.17 | 94,205 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2019-09-12 | 5,000 | $19.79 | 99,205 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2019-09-12 | 3,760 | $45.14 | 95,445 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Option to Acquire Common Shares | Disposition | 2019-09-12 | 3,844 | $0.00 | 3,844 | $19.24 |
| Common Shares | Option to Acquire Common Shares | Disposition | 2019-09-12 | 5,000 | $0.00 | 5,000 | $19.79 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,000 | 2016-02-07 | 2020-02-07 | No | 4 | M | Direct |
| 0 | 2020-02-24 | No | 4 | M | Direct |
Footnotes
- The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $45.1506 and $45.17 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
- The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $45.12 and $45.166 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
- All options of this tranche have been exercised. Total includes options from other tranches with different exercise prices, vesting dates and expiration dates, but does not include 16,138 performance share units of various tranches.
- Options vested as follows: 1/3 on February 24, 2011, 1/3 on February 24, 2012 and 1/3 on February 24, 2013.
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