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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1117171	Cbak Energy Technology Inc.	CBAK	Miscellaneous Electrical Machinery, Equipment & Supplies (3690)	880442833

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1668641	Yunfei Li	Bak Industrial Park, Meigui Street Huayuankou Economic Zone Dalian F4 116450	Ceo	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-09-04	2,938,067	$1.05	8,530,752	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Share Units	Acquisiton	2019-08-23	400,000	$0.00	400,000	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
400,000			No	4	A	Direct

Footnotes

On September 4, 2019, the Reporting Person acquired 2,938,067 shares of common stock of the Issuer by cancelling a loan of $3.08 million that the Issuer owed to the Reporting Person, at the exchange price of $1.05 per share.
On August 23, 2019, pursuant to the CBAK Energy Technology, Inc. 2015 Equity Incentive Plan, the Issuer granted 400,000 restricted share units (the "RSUs") to the Reporting Person. Each RSU represents a contingent right to receive one share of common stock.
The RSUs vest semi-annually in six equity installments over a three year period with the first vesting on September 30, 2019.