Filing Details
- Accession Number:
- 0001137789-19-000057
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-13 16:42:39
- Reporting Period:
- 2019-09-11
- Accepted Time:
- 2019-09-13 16:42:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137789 | Seagate Technology Plc | STX | Computer Storage Devices (3572) | 980648577 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1248260 | J Stephen Luczo | Seagate Technology Plc 10200 S. De Anza Boulevard Cupertino CA 95014 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Disposition | 2019-09-11 | 5,000 | $55.29 | 850,559 | No | 4 | S | Indirect | Stephen J. Luczo Revocable Trust dated January 26, 2001 |
Ordinary Shares | Acquisiton | 2019-09-11 | 70,005 | $0.00 | 70,005 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2019-09-11 | 3,403 | $56.21 | 917,161 | No | 4 | F | Indirect | Stephen J. Luczo Revocable Trust dated January 26, 2001 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Stephen J. Luczo Revocable Trust dated January 26, 2001 |
No | 4 | M | Direct | |
No | 4 | F | Indirect | Stephen J. Luczo Revocable Trust dated January 26, 2001 |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Restricted Share Unit | Disposition | 2019-09-11 | 70,005 | $0.00 | 70,005 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
70,008 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Ordinary Shares | 155,987 | Indirect | Stephen J. Luczo 2017 GRAT |
Footnotes
- These Ordinary Shares were sold under a Rule 10b5-1 trading plan adopted by the Reporting Person.
- These Ordinary Shares were sold in multiple transactions at sales prices ranging from $55.21 to $55.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote of this Form 4.
- Of the 70,005 Ordinary Shares reported as directly held by the Reporting Person, 66,602 Ordinary Shares were transferred on September 12, 2019 to the Stephen J. Luczo Revocable Trust dated January 26, 2001. The remaining 3,403 Ordinary Shares reported as directly held were withheld to cover tax liabilities as reported in Footnote 4.
- These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of Restricted Stock Units ("RSUs").
- Each RSU represents a contingent right to receive one Ordinary Share of the Issuer.
- The RSUs, originally granted to the Reporting Person under the Seagate Technology plc 2012 Equity Incentive Plan (the "Plan") for 210,017 Ordinary Shares of which 140,009 Ordinary Shares have been released, vested as to one-third of the shares on September 11, 2018 and each one-year anniversary thereafter.