Filing Details
- Accession Number:
- 0001209191-19-049472
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-13 16:11:49
- Reporting Period:
- 2019-09-11
- Accepted Time:
- 2019-09-13 16:11:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1353196 | A Efstathios Kouninis | C/O Pegasystems Inc. 1 Rogers Street Cambridge MA 02142 | Vp Of Finance & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-09-11 | 956 | $25.20 | 1,612 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-09-11 | 521 | $71.11 | 1,091 | No | 4 | F | Direct | |
Common Stock | Disposition | 2019-09-11 | 435 | $71.00 | 656 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2019-09-12 | 93 | $0.00 | 749 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-09-12 | 28 | $71.23 | 721 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2019-09-12 | 844 | $20.49 | 1,565 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-09-12 | 418 | $70.25 | 1,147 | No | 4 | F | Direct | |
Common Stock | Disposition | 2019-09-12 | 426 | $72.25 | 721 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2019-09-12 | 314 | $27.24 | 1,035 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-09-12 | 176 | $73.00 | 859 | No | 4 | F | Direct | |
Common Stock | Disposition | 2019-09-12 | 138 | $73.00 | 721 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Disposition | 2019-09-11 | 956 | $0.00 | 956 | $25.20 |
Common Stock | Restricted Stock Units | Disposition | 2019-09-12 | 93 | $0.00 | 93 | $0.00 |
Common Stock | Stock Options | Disposition | 2019-09-12 | 844 | $0.00 | 844 | $20.49 |
Common Stock | Stock Options | Disposition | 2019-09-12 | 314 | $0.00 | 314 | $27.24 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
7,170 | 2017-03-09 | 2026-03-09 | No | 4 | M | Direct |
743 | 2017-09-12 | No | 4 | M | Direct | |
1,687 | 2016-03-02 | 2025-03-02 | No | 4 | M | Direct |
2,510 | 2017-09-12 | 2026-09-12 | No | 4 | M | Direct |
Footnotes
- Represents the exercise price of the stock options referenced in Table II and Mr. Kouninis's tax liability, which were paid by way of the Company withholding shares of equal value.
- Represents 5% vesting on September 12, 2019. The original grant was 1,856 restricted stock units, with 20% vesting on September 12, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
- Does not include shares of common stock subject to unvested restricted stock units and/or options awards.
- Options vested 20% on March 9, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years.
- Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.
- Once vested, the shares of common stock are not subject to expiration.
- Options vested 20% on March 2, 2016, with the remaining 80% vesting in equal quarterly installments over the next four years.
- Options vested 20% on September 12, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years.