Filing Details

Accession Number:
0001209191-19-049472
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-09-13 16:11:49
Reporting Period:
2019-09-11
Accepted Time:
2019-09-13 16:11:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1013857 Pegasystems Inc PEGA Services-Computer Processing & Data Preparation (7374) 042787865
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1353196 A Efstathios Kouninis C/O Pegasystems Inc.
1 Rogers Street
Cambridge MA 02142
Vp Of Finance & Cao No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-09-11 956 $25.20 1,612 No 4 M Direct
Common Stock Disposition 2019-09-11 521 $71.11 1,091 No 4 F Direct
Common Stock Disposition 2019-09-11 435 $71.00 656 No 4 S Direct
Common Stock Acquisiton 2019-09-12 93 $0.00 749 No 4 M Direct
Common Stock Disposition 2019-09-12 28 $71.23 721 No 4 F Direct
Common Stock Acquisiton 2019-09-12 844 $20.49 1,565 No 4 M Direct
Common Stock Disposition 2019-09-12 418 $70.25 1,147 No 4 F Direct
Common Stock Disposition 2019-09-12 426 $72.25 721 No 4 S Direct
Common Stock Acquisiton 2019-09-12 314 $27.24 1,035 No 4 M Direct
Common Stock Disposition 2019-09-12 176 $73.00 859 No 4 F Direct
Common Stock Disposition 2019-09-12 138 $73.00 721 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2019-09-11 956 $0.00 956 $25.20
Common Stock Restricted Stock Units Disposition 2019-09-12 93 $0.00 93 $0.00
Common Stock Stock Options Disposition 2019-09-12 844 $0.00 844 $20.49
Common Stock Stock Options Disposition 2019-09-12 314 $0.00 314 $27.24
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,170 2017-03-09 2026-03-09 No 4 M Direct
743 2017-09-12 No 4 M Direct
1,687 2016-03-02 2025-03-02 No 4 M Direct
2,510 2017-09-12 2026-09-12 No 4 M Direct
Footnotes
  1. Represents the exercise price of the stock options referenced in Table II and Mr. Kouninis's tax liability, which were paid by way of the Company withholding shares of equal value.
  2. Represents 5% vesting on September 12, 2019. The original grant was 1,856 restricted stock units, with 20% vesting on September 12, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
  3. Does not include shares of common stock subject to unvested restricted stock units and/or options awards.
  4. Options vested 20% on March 9, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years.
  5. Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.
  6. Once vested, the shares of common stock are not subject to expiration.
  7. Options vested 20% on March 2, 2016, with the remaining 80% vesting in equal quarterly installments over the next four years.
  8. Options vested 20% on September 12, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years.