Filing Details
- Accession Number:
- 0001104659-19-050134
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-13 16:09:46
- Reporting Period:
- 2019-09-11
- Accepted Time:
- 2019-09-13 16:09:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1629019 | Merchants Bancorp | MBIN | State Commercial Banks (6022) | 205747400 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1718356 | R. Michael Dury | 11555 North Meridian Street, Suite 400 Carmel IN 46032 | President Of Merchants Capital | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-09-11 | 10,486 | $16.73 | 49,162 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-09-12 | 1,514 | $16.60 | 50,676 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Series A Preferred Stock | 44,000 | Direct | |
| 8 % Non-Cumulative, Perpetual Preferred Stock | 300 | Direct |
Footnotes
- The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.44 to $17.21 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- includes 14,579 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 5,429 vesting 12/31/2019; 5,237 vesting 12/31/2020; and 3,913 vesting 12/31/2021.
- The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.14 to $16.79 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote
Billionaire Hedge Funds
