Filing Details
- Accession Number:
- 0001562180-19-004789
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-13 09:31:00
- Reporting Period:
- 2019-09-11
- Accepted Time:
- 2019-09-13 09:31:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1253176 | Vapotherm Inc | VAPO | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1752635 | L. Anthony Arnerich | 100 Domain Drive Exeter NH 03833 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-09-11 | 20,000 | $8.68 | 30,000 | No | 4 | P | Indirect | 3x5 Partners LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | 3x5 Partners LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,598 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $8.64 to $8.74. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These shares are directly held by 3x5 Partners LLC ("3x5") for the benefit of the Reporting Person. The Reporting Person, along with Nicholas Walrod, are the two managing members of 3x5. As a managing member of 3x5, the Reporting Person has voting and dispositive power over such securities.
Billionaire Hedge Funds
