Filing Details
- Accession Number:
- 0000899243-19-023515
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-12 19:33:41
- Reporting Period:
- 2019-09-10
- Accepted Time:
- 2019-09-12 19:33:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1540755 | Anaplan Inc. | PLAN | Services-Prepackaged Software (7372) | 270897861 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1754317 | Xian Ying David Chung | C/O Anaplan, Inc. 50 Hawthorne Street San Francisco CA 94105 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-09-10 | 1,250 | $0.00 | 7,987 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2019-09-10 | 2,500 | $0.00 | 10,487 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2019-09-10 | 160 | $0.00 | 10,647 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-09-12 | 1,355 | $48.30 | 9,292 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2019-09-10 | 1,250 | $0.00 | 1,250 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2019-09-10 | 2,500 | $0.00 | 2,500 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2019-09-10 | 160 | $0.00 | 160 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
12,500 | No | 4 | M | Direct | ||
37,500 | No | 4 | M | Direct | ||
2,414 | No | 4 | M | Direct |
Footnotes
- The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on March 10, 2019 with the remainder vesting in 12 equal quarterly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date.
- 6.25% of these RSUs vest quarterly beginning on September 10, 2019, provided that the Reporting Person remains in continuous service on each vesting date.
- 6.25% of these RSUs vest quarterly after June 10, 2019, provided that the Reporting Person remains in continuous service on each vesting date. On May 30, 2019, the Reporting Person filed a Form 4 reporting the grant of 2,668 RSUs (the "Prior Report"). The Prior Report inadvertently overstated by 94 RSUs the total number of RSUs granted and should have reported that 2,574 RSUs were granted. The total number of derivative securities set forth in Column 9 of this Form 4 is based on the 2,574 RSUs granted and corrects the error in the Prior Report.
- The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.