Filing Details
- Accession Number:
- 0001104659-19-050002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-12 19:12:05
- Reporting Period:
- 2019-09-10
- Accepted Time:
- 2019-09-12 19:12:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1192448 | Glaukos Corp | GKOS | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1705850 | E Joseph Gilliam | C/O Glaukos Corporation, 229 Avenida Fabricante San Clemente CA 92672 | Cfo, Svp Corporate Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-09-10 | 3,750 | $41.69 | 51,278 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-09-10 | 3,750 | $68.50 | 47,528 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-09-12 | 2,500 | $41.69 | 50,028 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-09-12 | 2,500 | $73.25 | 47,528 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2019-09-10 | 3,750 | $0.00 | 3,750 | $41.69 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2019-09-12 | 2,500 | $0.00 | 2,500 | $41.69 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 165,593 | 2027-05-05 | No | 4 | M | Direct | |
| 163,093 | 2027-05-05 | No | 4 | M | Direct |
Footnotes
- Includes 37,853 restricted stock units that have not yet vested or been delivered to the Reporting Person.
- These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices.
- These options vest over four years from the grant date, with 25% vesting on the first anniversary of the grant date and the remaining amount vesting in equal monthly installments over the following three years.
Billionaire Hedge Funds
