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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
928054	Flotek Industries Inc	FTK	Miscellaneous Chemical Products (2890)	900023731

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1040899	David Nierenberg	10603 W Sam Houston Pkwy N Suite 300 Houston TX 77064		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-09-10	25,098	$2.30	691,387	No	4	P	Indirect	By The D3 Family Fund, LP
Common Stock	Acquisiton	2019-09-11	46,164	$2.40	737,551	No	4	P	Indirect	By The D3 Family Fund, LP
Common Stock	Acquisiton	2019-09-12	39,087	$2.45	776,638	No	4	P	Indirect	By The D3 Family Fund, LP
Common Stock	Acquisiton	2019-09-10	33,819	$2.30	1,374,626	No	4	P	Indirect	By The D3 Family Bulldog Fund, LP
Common Stock	Acquisiton	2019-09-11	62,205	$2.40	1,436,831	No	4	P	Indirect	By The D3 Family Bulldog Fund, LP
Common Stock	Acquisiton	2019-09-12	52,670	$2.45	1,489,501	No	4	P	Indirect	By The D3 Family Bulldog Fund, LP
Common Stock	Acquisiton	2019-09-10	2,083	$2.30	60,900	No	4	P	Indirect	By Haredale Ltd.
Common Stock	Acquisiton	2019-09-11	3,831	$2.40	64,731	No	4	P	Indirect	By Haredale Ltd.
Common Stock	Acquisiton	2019-09-12	3,243	$2.45	67,974	No	4	P	Indirect	By Haredale Ltd.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By The D3 Family Fund, LP
No	4	P	Indirect	By The D3 Family Fund, LP
No	4	P	Indirect	By The D3 Family Fund, LP
No	4	P	Indirect	By The D3 Family Bulldog Fund, LP
No	4	P	Indirect	By The D3 Family Bulldog Fund, LP
No	4	P	Indirect	By The D3 Family Bulldog Fund, LP
No	4	P	Indirect	By Haredale Ltd.
No	4	P	Indirect	By Haredale Ltd.
No	4	P	Indirect	By Haredale Ltd.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	66,449	Direct

Footnotes

The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.
The reporting person is the sole owner of the general partner of The D3 Family Fund, LP, The D3 Family Bulldog Fund, LP and Haredale Ltd. (collectively, the "Funds"). Pursuant to separate contractual arrangements with each Fund, the reporting person is required to transfer all shares that he is awarded for service as a director of the Company to the respective Funds upon vesting of the shares. The reporting person's pecuniary interest in the shares is dictated by his contractual arrangements with the Funds.