Home > Insider Trading > Filing (0000870385-19-000035)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
870385	Carolina Financial Corp	CARO	State Commercial Banks (6022)	571039673

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1600315	Scott W. Brandon	288 Meeting St Charleston SC 29401		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2019-09-12	3,685	$35.60	88,973	No	4	S	Direct
Common Stock	Disposition	2019-09-12	1,667	$35.80	21,215	No	4	S	Indirect	BY BRANDON HOLDINGS LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Indirect	BY BRANDON HOLDINGS LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	48,932	Indirect	BY BRANDON ADVERTISING 401(K) PLAN

Footnotes

THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES WERE SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $35.42 TO $35.78 PER SHARE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO CAROLINA FINANCIAL CORPORATION, ANY STOCKHOLDER OF CAROLINA FINANCIAL CORPORATION, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH PRICE WITHIN THE RANGES SET FORTH HEREIN AND IN NOTE 2 TO THIS FORM 4.
THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES WERE SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $35.75 TO $36.01 PER SHARE.