Filing Details

Accession Number:
0001209191-19-049182
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-09-11 16:40:57
Reporting Period:
2019-09-09
Accepted Time:
2019-09-11 16:40:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1013857 Pegasystems Inc PEGA Services-Computer Processing & Data Preparation (7374) 042787865
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1480560 Leon Trefler C/O Pegasystems Inc.
1 Rogers Street
Cambridge MA 02142
Svp, Global Customer Success No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-09-09 603 $0.00 12,207 No 4 M Direct
Common Stock Disposition 2019-09-09 269 $71.58 11,938 No 4 F Direct
Common Stock Disposition 2019-09-11 4,290 $70.00 7,648 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2019-09-09 603 $0.00 603 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,614 2017-03-09 No 4 M Direct
Footnotes
  1. Represents 5% vesting on September 9, 2019. The original grant was 12,049 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
  2. Does not include shares of common stock subject to unvested restricted stock units and/or options awards.
  3. Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.
  4. Once vested, the shares of common stock are not subject to expiration.