Filing Details
- Accession Number:
- 0001048703-19-000075
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-11 16:22:54
- Reporting Period:
- 2019-08-23
- Accepted Time:
- 2019-09-11 16:22:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1323206 | Lazard World Dividend & Income Fund Inc. | LOR | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1223048 | W George Karpus | C/O Karpus Investment Management 183 Sully'S Trail Pittsford NY 14534 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-08-23 | 23,288 | $10.04 | 24,803 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-08-28 | 1,000 | $9.07 | 23,803 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- This Form 4 is filed by George W. Karpus (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of common stock. This Form 4 reports transactions in shares of common stock of the Issuer in which the Reporting Person has a pecuniary interest.
- Represents transactions in shares of common stock of the Issuer held directly by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- Excludes shares of common stock of the Issuer held directly by The Karpus Family Foundation, Inc., Karpus Investment Management Profit Sharing Plan Fund C - Growth Common Stock Fund, and Karpus Investment Management Defined Benefit Plan. The Reporting Person does not have a pecuniary interest in such shares.