Filing Details
- Accession Number:
- 0001179110-19-010227
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-11 14:17:25
- Reporting Period:
- 2019-09-09
- Accepted Time:
- 2019-09-11 14:17:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1318008 | Zumiez Inc | ZUMZ | Retail-Apparel & Accessory Stores (5600) | 911040022 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1560344 | K. Chris Visser | 4001 204Th Street Sw Lynnwood WA 98036 | Chief Legal Officer & Sec. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-09-09 | 9,152 | $27.00 | 32,771 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-09-09 | 3,610 | $24.81 | 36,381 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-09-09 | 9,152 | $32.00 | 27,229 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-09-09 | 3,610 | $33.00 | 23,619 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options (Right to buy) | Disposition | 2019-09-09 | 9,152 | $0.00 | 9,152 | $27.00 |
| Common Stock | Options (Right to buy) | Disposition | 2019-09-09 | 3,610 | $0.00 | 3,610 | $24.81 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-10-15 | 2022-10-15 | No | 4 | M | Direct |
| 0 | 2014-03-18 | 2023-03-18 | No | 4 | M | Direct |
Footnotes
- The share total includes 7,114 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.
- The exercise and sales reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in April of 2019.
- Options subject to this grant vest over a 4-year period in equal annual installments.
Billionaire Hedge Funds
