Filing Details
- Accession Number:
- 0001225208-19-012311
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-11 14:05:06
- Reporting Period:
- 2019-09-10
- Accepted Time:
- 2019-09-11 14:05:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1099800 | Edwards Lifesciences Corp | EW | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 364316614 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1204551 | A Michael Mussallem | One Edwards Way Irvine CA 92614 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-09-10 | 32,850 | $35.79 | 95,770 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-09-10 | 400 | $209.74 | 95,370 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-09-10 | 1,000 | $212.20 | 94,370 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-09-10 | 1,200 | $211.10 | 93,170 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-09-10 | 1,500 | $208.70 | 91,670 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-09-10 | 2,100 | $214.16 | 89,570 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-09-10 | 2,194 | $213.23 | 87,376 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-09-10 | 2,400 | $215.66 | 84,976 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-09-10 | 3,656 | $217.42 | 81,320 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-09-10 | 8,400 | $216.43 | 72,920 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-09-10 | 10,000 | $0.00 | 62,920 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2019-09-10 | 10,000 | $0.00 | 785,400 | No | 5 | G | Indirect | By Living Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 5 | G | Direct | |
No | 5 | G | Indirect | By Living Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Acquire) | Disposition | 2019-09-10 | 32,850 | $0.00 | 32,850 | $35.79 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
262,800 | 2013-06-14 | 2020-05-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 123,925 | Indirect | 401(k) |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.
- This transaction was executed in multiple trades at prices ranging from $209.2350 to $210.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $211.67 to $212.61. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $210.56 to $211.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $208.24 to $209.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $213.83 to $214.7050. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $212.8150 to $213.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $214.98 to $215.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $217.0150 to $217.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $216.01 to $216.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- Shares represented on the most recent statement of Issuer's 401(k) Plan Administrator.