Filing Details
- Accession Number:
- 0001553350-19-000937
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-11 13:17:02
- Reporting Period:
- 2019-09-10
- Accepted Time:
- 2019-09-11 13:17:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1396536 | Duos Technologies Group Inc. | DUOT | Services-Prepackaged Software (7372) | 650493217 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1427103 | Graham Adrian Goldfarb | 6622 Southpoint Drive S Jacksonville FL 32216 | Cfo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 | Acquisiton | 2019-09-10 | 1,000 | $0.38 | 66,949 | No | 4 | P | Direct | |
Common Stock, Par Value $0.001 | Acquisiton | 2019-09-10 | 700 | $0.40 | 67,649 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- Excludes 34,020 warrants to purchase common stock as previously reported by Mr. Goldfarb on December 5, 2017 and 265,000 options issued to Mr. Goldfarb on March 8, 2018.
- Excludes 193,499 warrants to purchase common stock as previously reported by Mr. Goldfarb on December February 25, 2019.