Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0001683168-19-002890)

Filing Details

Accession Number:: 0001683168-19-002890
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-09-11 11:20:59
Reporting Period:: 2019-09-11

Accepted Time:: 2019-09-11 11:20:59
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1045742	Live Ventures Inc	LIVE	Investors, Nec (6799)	850206668

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1512469	Jon Isaac	C/O Live Ventures, Inc. 325 East Warm Springs Road, Ste. 102 Las Vegas NV 89119	Ceo And President	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-09-11	12,000	$6.96	1,548,923	No	4	P	Direct
Common Stock	Acquisiton	2019-09-11	3,244	$7.00	1,552,167	No	4	P	Direct
Common Stock	Acquisiton	2019-09-11	2,300	$7.20	1,554,467	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Footnotes

Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.