Filing Details
- Accession Number:
- 0001077183-19-000166
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-10 20:32:06
- Reporting Period:
- 2019-09-06
- Accepted Time:
- 2019-09-10 20:32:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1077183 | Neogenomics Inc | NEO | Services-Testing Laboratories (8734) | 742897368 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1518732 | C Steven Jones | 12701 Commonwealth Drive Suite 9 Fort Myers FL 33913 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-09-06 | 1,691 | $25.00 | 1,676,233 | No | 4 | S | Indirect | By Aspen Select Opportunity Fund |
Common Stock | Disposition | 2019-09-09 | 3 | $25.00 | 1,676,230 | No | 4 | S | Indirect | By Aspen Select Opportunity Fund |
Common Stock | Disposition | 2019-09-10 | 1,200 | $21.47 | 46,457 | No | 4 | S | Indirect | Shares owned in IRA, custodian accounts, and trusts for the family of Steven Jones |
Common Stock | Disposition | 2019-09-10 | 3,400 | $0.00 | 43,057 | No | 5 | G | Indirect | Shares owned in IRA, custodian accounts, and trusts for the family of Steven Jones |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Aspen Select Opportunity Fund |
No | 4 | S | Indirect | By Aspen Select Opportunity Fund |
No | 4 | S | Indirect | Shares owned in IRA, custodian accounts, and trusts for the family of Steven Jones |
No | 5 | G | Indirect | Shares owned in IRA, custodian accounts, and trusts for the family of Steven Jones |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 150,000 | Indirect | By self as Trustee for Steven and Carisa Jones 401k and Trust |
Common Stock | 245,234 | Direct | |
Common Stock | 50,476 | Indirect | By Jones Network, LP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $4.78 | 2016-05-04 | 2020-05-04 | 225,000 | 225,000 | Direct |
Common Stock | Stock Option (Right to Buy) | $7.15 | 2017-04-20 | 2021-04-20 | 100,000 | 100,000 | Direct |
Common Stock | Stock Option (Right to Buy) | $7.27 | 2018-05-25 | 2022-05-25 | 10,000 | 10,000 | Direct |
Common Stock | Stock Option (Right to Buy) | $11.60 | 2019-06-01 | 2023-06-01 | 3,017 | 3,017 | Direct |
Common Stock | Stock Option (Right to Buy) | $22.52 | 2020-06-06 | 2026-06-06 | 4,269 | 4,269 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-05-04 | 225,000 | 225,000 | Direct |
2021-04-20 | 100,000 | 100,000 | Direct |
2022-05-25 | 10,000 | 10,000 | Direct |
2023-06-01 | 3,017 | 3,017 | Direct |
2026-06-06 | 4,269 | 4,269 | Direct |
Footnotes
- Aspen Select Opportunity Fund is a private investment fund of which Aspen Capital Group, LLC is the sole general partner. Mr. Jones is a Managing Member of Aspen Capital Group, LLC. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.
- On May 4, 2015, Mr. Jones was granted 225,000 stock options. The options vest ratably over the first three anniversary dates of the grant date.
- On April 20, 2016, Mr. Jones was granted 100,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.
- On May 25, 2017, Mr. Jones was granted 10,000 stock options. The options vest ratably on the next three anniversary dates of the grant date.