Home > Insider Trading > Filing (0001398344-19-016486)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1000045	Nicholas Financial Inc	NICK	Short-Term Business Credit Institutions (6153)	593019317

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1618333	Magnolia Capital Fund, Lp	1411 Harney St., Suite 200 Omaha NE 68102	No	No	Yes	No
1618376	Magnolia Group, Llc	1411 Harney Street Suite 200 Omaha NE 68102	No	No	Yes	No
1667769	K Adam Peterson	1411 Harney Street, Suite 200 Omaha NE 68102	Yes	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-09-06	146	$9.05	1,908,959	No	4	P	Direct
Common Stock	Acquisiton	2019-09-09	15,101	$9.20	1,924,060	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Footnotes

The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.
TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.
Mr. Peterson serves as a director of the Issuer.
This transaction was executed in multiple trades at the price of $9.05. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $9.13 to $9.20. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.