Filing Details
- Accession Number:
- 0001209191-19-049051
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-10 17:25:39
- Reporting Period:
- 2019-09-09
- Accepted Time:
- 2019-09-10 17:25:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
822370 | Emmaus Life Sciences Inc. | EMMA | Services-Misc Health & Allied Services, Nec (8090) | 870419387 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1746204 | Peu Wei Zen | 21250 Hawthorne Blvd., Suite 800 Torrance CA 90503 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value | Acquisiton | 2019-09-09 | 20,000 | $4.20 | 355,308 | No | 4 | P | Indirect | By Smart Start Investments Limited |
Common Stock, $0.001 Par Value | Acquisiton | 2019-09-09 | 20,000 | $4.30 | 375,308 | No | 4 | P | Indirect | By Smart Start Investments Limited |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Smart Start Investments Limited |
No | 4 | P | Indirect | By Smart Start Investments Limited |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.001 Par Value | 1,007,833 | Direct | |
Common Stock, $0.001 Par Value | 1,270,214 | Indirect | By Profit Preview International Group Limited |
Common Stock, $0.001 Par Value | 350,048 | Indirect | By Wealth Threshold Co. Ltd. |
Footnotes
- Smart Start Investments Limited is a Hong Kong limited company and wholly owned subsidiary of Build King Holdings Limited, a Hong Kong stock exchange listed company of which the Reporting Person is a director and 9.93% shareholder. The Reporting Person also is a director of Smart Start Investments Limited. The Reporting Person disclaims beneficial ownership of the shares shown except to the extent of his pecuniary interest therein. The inclusion in this Report of such shares shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
- Profit Preview International Group Limited is a Hong Kong limited company wholly owned by the Reporting Person and of which the Reporting Person is a director.
- Wealth Threshold Limited is a British Virgin Islands limited company and wholly owned subsidiary of Wai Kee Holdings Limited, a Hong Kong stock exchange listed company of which the Reporting Person is a director and 24.71% shareholder. The Reporting Person disclaims beneficial ownership of the shares shown except to the extent of his pecuniary interest therein. The inclusion in this Report of such shares shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.