Filing Details

Accession Number:
0001137789-19-000041
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-09-10 16:36:04
Reporting Period:
2019-09-06
Accepted Time:
2019-09-10 16:36:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137789 Seagate Technology Plc STX Computer Storage Devices (3572) 980648577
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1388390 D William Mosley Seagate Technology Plc
10200 S. De Anza Boulevard
Cupertino CA 95014
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2019-09-06 40,000 $29.87 303,103 No 4 M Direct
Ordinary Shares Acquisiton 2019-09-06 50,000 $40.16 353,103 No 4 M Direct
Ordinary Shares Disposition 2019-09-06 90,000 $54.31 263,103 No 4 S Direct
Ordinary Shares Disposition 2019-09-09 9,416 $54.78 253,687 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares NQ Stock Options Disposition 2019-09-06 40,000 $0.00 40,000 $29.87
Ordinary Shares NQ Stock Options Disposition 2019-09-06 50,000 $0.00 50,000 $40.16
Ordinary Shares NQ Stock Options Acquisiton 2019-09-09 154,347 $0.00 154,347 $54.78
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-09-10 2019-09-10 No 4 M Direct
0 2014-09-09 2020-09-09 No 4 M Direct
154,347 2020-09-09 2026-09-09 No 4 A Direct
Footnotes
  1. Includes 448 Ordinary Shares purchased by Reporting Person on July 31, 2019 under the Issuer's Employee Stock Purchase Plan. Such acquisition is exempt from reporting pursuant to Rule 16b-3 under the Securities Exchange Act of 1934.
  2. These Ordinary Shares were sold under a Rule 10b5-1 trading plan adopted by the Reporting Person.
  3. The Ordinary Shares were sold in multiple transactions at sales prices ranging from $53.78 to $54.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote of this Form 4.
  4. These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of securities previously reported on one or more Forms 4 by the Reporting Person in accordance with Rule 16b-3.
  5. Options granted to the Reporting Person under the Seagate Technology plc 2012 Equity Incentive Plan (the "2012 Equity Incentive Plan") are subject to a four-year vesting schedule. One quarter of the option shares vested on September 10, 2013. The remaining option shares vested in equal monthly installments over the 36 months following September 10, 2013.
  6. Options granted to the Reporting Person under the Issuer's 2012 Equity Incentive Plan are subject to a four-year vesting schedule. One quarter of the options vested on September 9, 2014. The remaining options vested in equal monthly installments over the 36 months following September 9, 2014.
  7. Options granted to the Reporting Person under the Issuer's 2012 Equity Incentive Plan are subject to a four year vesting schedule. Subject to continuous employment, one quarter of the option shares will vest on September 9, 2020. The remaining option shares will vest in equal monthly installments over the 36 months following September 9, 2020.