Filing Details
- Accession Number:
- 0001654925-19-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-10 13:51:04
- Reporting Period:
- 2019-09-06
- Accepted Time:
- 2019-09-10 13:51:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 751978 | Vicor Corp | VICR | Electronic Components, Nec (3679) | 042742817 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1654925 | Alex Gusinov | 25 Frontage Rd. Andover MA 01810 | Corp. Vp - Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-09-06 | 3,803 | $11.25 | 11,715 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-09-06 | 2,395 | $31.52 | 9,320 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-09-09 | 6,827 | $11.25 | 16,147 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-09-09 | 4,301 | $31.50 | 11,846 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-09-09 | 759 | $31.50 | 11,087 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non Qualified Stock Option | Disposition | 2019-09-06 | 3,803 | $0.00 | 3,803 | $11.25 |
| Common Stock | Non Qualified Stock Option | Disposition | 2019-09-09 | 6,827 | $0.00 | 6,827 | $11.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,827 | 2020-11-01 | No | 4 | M | Direct | |
| 0 | 2020-11-01 | No | 4 | M | Direct |
Footnotes
- The shares being sold were acquired under the Vicor 2017 Employee Stock Purchase Plan on 8/31/18.
- This stock option is exercisable in full.
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