Filing Details
- Accession Number:
- 0001140361-19-016395
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-09 16:17:08
- Reporting Period:
- 2019-09-05
- Accepted Time:
- 2019-09-09 16:17:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
810136 | Photronics Inc | PLAB | Semiconductors & Related Devices (3674) | 060854886 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1219132 | S Peter Kirlin | 15 Secor Road Brookfield CT 06804 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-08-08 | 3,225 | $6.59 | 271,053 | No | 5 | J | Direct | |
Common Stock | Acquisiton | 2019-09-05 | 20,000 | $6.71 | 291,053 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-09-05 | 20,000 | $11.00 | 271,053 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified Stock Options | Disposition | 2019-09-05 | 20,000 | $0.00 | 20,000 | $6.71 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-12-10 | 2020-12-10 | No | 4 | M | Direct |
Footnotes
- Represents shares of Photronics, Inc. common stock purchased under the Company's Employee Stock Purchase Plan.
- The purchase price of the shares pursuant to the Employee Stock Purchase Plan is 85% of the fair market value (the "Closing Price") of the common stock of the Company on the purchase date of the applicable purchase period as defined in the offering plan documents.
- The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Kirlin.