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Filing Details

Accession Number:: 0001209191-19-048830
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-09-06 20:28:16
Reporting Period:: 2019-09-04

Accepted Time:: 2019-09-06 20:28:16
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1337553	Aerie Pharmaceuticals Inc	AERI	Biological Products, (No Disgnostic Substances) (2836)	203109565

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1581754	B. James Tananbaum	600 Montgomery Street Suite 4500 San Francisco CA 94111	No	No	Yes	No
1594912	Foresite Capital Management Ii, Llc	600 Montgomery Street Suite 4500 San Francisco CA 94111	No	No	Yes	No
1594914	Foresite Capital Fund Ii, L.p.	600 Montgomery Street Suite 4500 San Francisco CA 94111	No	No	Yes	No
1645157	Foresite Capital Management Iii, Llc	600 Montgomery Street Suite 4500 San Francisco CA 94111	No	No	Yes	No
1645158	Foresite Capital Fund Iii, L.p.	600 Montgomery Street Suite 4500 San Francisco CA 94111	No	No	Yes	No
1704131	Foresite Capital Fund Iv, L.p.	600 Montgomery Street Suite 4500 San Francisco CA 94111	No	No	Yes	No
1704132	Foresite Capital Management Iv, Llc	600 Montgomery Street Suite 4500 San Francisco CA 94111	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-09-04	9,300	$18.48	2,334,777	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2019-09-04	90,900	$18.48	1,400,900	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2019-09-05	15,700	$18.42	2,350,477	No	4	P	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote

Footnotes

This transaction was executed in multiple trades at prices ranging from $18.12 to $18.75. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The shares are owned directly by Foresite Capital Fund III, L.P. ("FCF III"). Foresite Capital Management III, LLC ("FCM III"), the general partner of FCF III, may be deemed to have sole voting and dispositive power over these shares. Mr. Tananbaum, in his capacity as managing member of FCM III, may be deemed to have sole voting and dispositive power over these shares. Each Reporting Person disclaims the existence of a "group." Each of FCM III and its members and Mr. Tananbaum disclaims beneficial ownership of any of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that FCM III and its members or Mr. Tananbaum is the beneficial owner of these shares for purposes of Section 16 or any other purpose.
The shares are owned directly by Foresite Capital Fund IV, L.P. ("FCF IV"). Foresite Capital Management IV, LLC ("FCM IV"), the general partner of FCF IV, may be deemed to have sole voting and dispositive power over these shares. Mr. Tananbaum, in his capacity as managing member of FCM IV, may be deemed to have sole voting and dispositive power over these shares. Each Reporting Person disclaims the existence of a "group." Each of FCM IV and its members and Mr. Tananbaum disclaims beneficial ownership of any of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that FCM IV and its members or Mr. Tananbaum is the beneficial owner of these shares for purposes of Section 16 or any other purpose.
This transaction was executed in multiple trades at prices ranging from $18.25 to $18.50. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.