Home > Insider Trading > Filing (0001567619-19-018012)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1200375	Codexis Inc.	CDXS	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1181179	J Bernard Kelley	C/O Codexis, Inc. 200 Penobscot Drive Redwood City CA 94063		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-09-06	16,666	$10.92	226,868	No	4	M	Direct
Common Stock	Disposition	2019-09-06	14,684	$13.87	212,184	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2019-09-06	16,666	$0.00	16,666	$10.92

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2020-02-11	No	4	M	Direct

Footnotes

This transaction was executed in multiple trades in prices ranging from $13.76 to $14.03, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
100% of the shares subject to the option are fully vested and exercisable.