Filing Details

Accession Number:
0001179110-19-010174
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-09-06 18:01:38
Reporting Period:
2019-09-05
Accepted Time:
2019-09-06 18:01:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366246 Glu Mobile Inc GLUU Services-Computer Programming Services (7371) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1546410 Scott Leichtner C/O Glu Mobile Inc.
875 Howard Street, Suite 100
San Francisco CA 94103
Vp And General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-09-05 54,357 $2.91 252,669 No 4 M Direct
Common Stock Disposition 2019-09-05 54,357 $4.56 198,312 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2019-09-05 54,357 $0.00 54,357 $2.91
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-10-08 No 4 M Direct
Footnotes
  1. Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $4.53 to $4.57. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
  2. The option vested and became exercisable over four years with 25% of the shares vesting on the grant date (which is the transaction date) and the remaining shares vesting and becoming exercisable in equal monthly installments thereafter for a period of three years such that the option was fully vested on October 8, 2017.