Filing Details
- Accession Number:
- 0001179110-19-010174
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-06 18:01:38
- Reporting Period:
- 2019-09-05
- Accepted Time:
- 2019-09-06 18:01:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1366246 | Glu Mobile Inc | GLUU | Services-Computer Programming Services (7371) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1546410 | Scott Leichtner | C/O Glu Mobile Inc. 875 Howard Street, Suite 100 San Francisco CA 94103 | Vp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-09-05 | 54,357 | $2.91 | 252,669 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-09-05 | 54,357 | $4.56 | 198,312 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2019-09-05 | 54,357 | $0.00 | 54,357 | $2.91 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-10-08 | No | 4 | M | Direct |
Footnotes
- Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $4.53 to $4.57. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
- The option vested and became exercisable over four years with 25% of the shares vesting on the grant date (which is the transaction date) and the remaining shares vesting and becoming exercisable in equal monthly installments thereafter for a period of three years such that the option was fully vested on October 8, 2017.