Filing Details
- Accession Number:
- 0001239819-19-000121
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-06 17:02:23
- Reporting Period:
- 2019-09-04
- Accepted Time:
- 2019-09-06 17:02:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1239819 | Luna Innovations Inc | LUNA | Services-Commercial Physical & Biological Research (8731) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1363589 | Clinic Carilion | C/O Luna Innovations Incorporated 301 1St Street Sw, Suite 200 Roanoke VA 24011 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-09-04 | 71,701 | $6.32 | 964,330 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-09-05 | 48,953 | $6.71 | 915,377 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-09-06 | 51,047 | $6.70 | 864,330 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Price reflected is a weighted-average sale price for the shares sold. The range of sales prices for the transaction reported was $6.25 - $6.38 per share, inclusive. The reporting person is undertaken to provide upon request of the staff, the issuer, or a secondary holder of the issuer, full information regarding the number of shares sold at each price.
- Price reflected is a weighted-average sale price for the shares sold. The range of sales prices for the transaction reported was $6.60 - $6.86 per share, inclusive. The reporting person is undertaken to provide upon request of the staff, the issuer, or a secondary holder of the issuer, full information regarding the number of shares sold at each price.
Billionaire Hedge Funds
