Filing Details
- Accession Number:
- 0001179110-19-010143
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2019-09-06 12:36:25
- Reporting Period:
- 2019-08-29
- Accepted Time:
- 2019-09-06 12:36:25
- Original Submission Date:
- 2019-09-03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
911177 | Casella Waste Systems Inc | CWST | Refuse Systems (4953) | 030338873 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1392991 | D Edwin Johnson | 25 Greens Hill Lane C/O Casella Waste Systems, Inc. Rutland VT 05701 | President & Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2019-08-29 | 2,700 | $5.71 | 341,544 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2019-08-29 | 2,700 | $46.53 | 338,844 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-08-29 | 2,700 | $0.00 | 2,700 | $5.71 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-12-31 | 2023-12-11 | No | 4 | M | Direct |
Footnotes
- Represents the weighted average sales price for shares sold in multiple transactions, ranging from $46.50 to $46.645. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- This amendment is being filed to correct the amount of securities beneficially owned following the transactions reported in the Form 4 filed by the Reporting Person on September 3, 2019 (the "Original Form 4") and to correct that the derivative securities were disposed of and not acquired in connection with the exercise of the option reported in the Original Form 4.