Filing Details
- Accession Number:
- 0001209191-19-048652
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-05 19:25:41
- Reporting Period:
- 2019-09-03
- Accepted Time:
- 2019-09-05 19:25:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1652044 | Alphabet Inc. | GOOG | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1295030 | C David Drummond | C/O Alphabet Inc. 1600 Amphitheatre Pkwy Mountain View CA 94043 | Svp, Corporate Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class C Capital Stock | Acquisiton | 2019-09-03 | 800 | $281.61 | 44,482 | No | 4 | M | Direct | |
| Class C Capital Stock | Disposition | 2019-09-03 | 800 | $1,177.03 | 43,682 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2019-09-03 | 800 | $282.74 | 800 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2019-09-03 | 800 | $1,181.85 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Option to Purchase Class A Common Stock | Disposition | 2019-09-03 | 800 | $0.00 | 800 | $282.74 |
| Class C Capital Stock | Option to Purchase Class C Capital Stock | Disposition | 2019-09-03 | 800 | $0.00 | 800 | $281.61 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,398 | 2020-12-01 | No | 4 | M | Direct | |
| 8,398 | 2020-12-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 2,090 | Indirect | By Spouse |
| Class C Capital Stock | 2,095 | Indirect | By Spouse |
| Class C Google Stock Units | 26,255 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 12,500 | 12,500 | Direct | ||
| Class A Common Stock | Option to Purchase Class A Common Stock | $318.21 | 2022-04-04 | 8,646 | 8,646 | Direct | |
| Class A Common Stock | Option to Purchase Class A Common Stock | $287.66 | 2021-04-06 | 29,288 | 29,288 | Direct | |
| Class A Common Stock | Option to Purchase Class A Common Stock | $318.21 | 2022-04-04 | 44,955 | 44,955 | Direct | |
| Class C Capital Stock | Option to Purchase Class C Capital Stock | $286.52 | 2021-04-06 | 29,288 | 29,288 | Direct | |
| Class C Capital Stock | Option to Purchase Class C Capital Stock | $316.94 | 2022-04-04 | 44,955 | 44,955 | Direct | |
| Class C Capital Stock | Option to Purchase Class C Capital Stock | $316.94 | 2022-04-04 | 8,646 | 8,646 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 12,500 | 12,500 | Direct | |
| 2022-04-04 | 8,646 | 8,646 | Direct |
| 2021-04-06 | 29,288 | 29,288 | Direct |
| 2022-04-04 | 44,955 | 44,955 | Direct |
| 2021-04-06 | 29,288 | 29,288 | Direct |
| 2022-04-04 | 44,955 | 44,955 | Direct |
| 2022-04-04 | 8,646 | 8,646 | Direct |
Footnotes
- The Class C Google Stock Units (GSUs) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/16th of GSUs will vest on March 25, 2018 and an additional 1/16th will vest quarterly on the 25th day of the month until the units are fully vested, subject to continued employment on such vesting dates.
- Option is fully vested.
- All shares are exercisable as of the transaction date.
- There is no expiration date for the Issuer's Class B Common Stock.
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