Filing Details
- Accession Number:
- 0001123292-19-001101
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-05 17:34:33
- Reporting Period:
- 2019-09-03
- Accepted Time:
- 2019-09-05 17:34:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1571996 | Dell Technologies Inc | DELL | Electronic Computers (3571) | 800890963 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1680902 | J Richard Rothberg | One Dell Way Round Rock TX 78682 | General Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class C Common Stock | Acquisiton | 2019-09-03 | 141,454 | $13.75 | 218,008 | No | 4 | M | Direct | |
| Class C Common Stock | Disposition | 2019-09-03 | 140,254 | $51.13 | 77,754 | No | 4 | S | Direct | |
| Class C Common Stock | Disposition | 2019-09-03 | 1,200 | $51.66 | 76,554 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class C Common Stock | Options to Acquire Class C Common Stock | Disposition | 2019-09-03 | 141,454 | $0.00 | 141,454 | $13.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,131,638 | 2023-11-25 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- The price reported in Column 4 represents a weighted average sales price of $51.13. These shares were sold in multiple transactions at prices ranging from $50.62 to $51.61, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2 and 3 to this Form 4.
- The price reported in Column 4 represents a weighted average sales price of $51.658. These shares were sold in multiple transactions at prices ranging from $51.63 to $51.68, inclusive.
- The options are fully vested.
- Consists of 687,273 time-based options and 444,365 performance-based options.
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