Filing Details
- Accession Number:
- 0000898432-19-001159
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-04 21:55:32
- Reporting Period:
- 2017-12-11
- Accepted Time:
- 2019-09-04 21:55:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1178840 | Neuberger Berman California Municipal Fund Inc. | NBW | () | 522372411 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1254645 | Bradley Tank | C/O Neuberger Berman Investment Advisers 1290 Avenue Of The Americas New York NY 10104-0002 | Cio Of Adviser Of Issuer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-12-11 | 3,600 | $13.88 | 3,600 | No | 4 | P | Indirect | By Indian Hill II LLC |
Common Stock | Acquisiton | 2017-12-11 | 3,600 | $13.83 | 3,600 | No | 4 | P | Indirect | Brad C Tank 1999 Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Indian Hill II LLC |
No | 4 | P | Indirect | Brad C Tank 1999 Trust |
Footnotes
- The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $13.8300 to $13.8900. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $13.8200 to $13.8300. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.